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Regain Compliance Control with Orion’s Brand-New Employee Trade Monitoring tool

March 28 @ 11:00 am - 12:00 pm

Does your firm meet SEC requirements for personal securities trading? Orion’s newest compliance tool, Inform, enables compliance officers to automate employee trade monitoring to efficiently and proactively identify potential violations. Learn how to leverage Inform to maintain your Code of Ethics obligations and securely scale your business.

Details

Date:
March 28
Time:
11:00 am - 12:00 pm
Event Category:
Registration:
https://orionadvisor.zoom.us/webinar/register/WN_cOai14WBRqmhgZ1R5sGmTg

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