Your One Stop to Meet & Exceed Compliance Requirements

Orion’s new Compass app is a robust compliance resource helping RIAs enhance their compliance procedures and stay ahead of regulatory trends. By leveraging the data already in Orion, firms are now empowered to face the regulatory pressures of their business with scale.

Download our guide for Chief Compliance Officers to learn how Compass can help navigate the compliance landscape amid a shifting regulatory environment.

Here is How Compass Can Help Your Compliance Team Succeed:

Quickly retrieve information required by SEC and state regulatory audits with the Audit tool
Automatically screen clients for anti-money laundering lists with Verify, an optional LexisNexis-integrated service*
Routinely schedule mock audits to locate vulnerabilities and prepare your firm for the possibility of a regulatory audit
*Subject to additional fees

Orion is trusted by 3 of the top 4 Barron’s Independent Advisors for 2017